0001521536-13-000926.txt : 20131113 0001521536-13-000926.hdr.sgml : 20131113 20131113133300 ACCESSION NUMBER: 0001521536-13-000926 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131113 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CADUS CORP CENTRAL INDEX KEY: 0000911148 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 133660391 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-46485 FILM NUMBER: 131213782 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2127024367 MAIL ADDRESS: STREET 1: 777 OLD SAW MILL RIVER ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591-6705 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Honig Barry C CENTRAL INDEX KEY: 0001373203 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 595 S FEDERAL HIGHWAY STREET 2: SUITE 600 CITY: BOCA RATON STATE: FL ZIP: 33432 FORMER COMPANY: FORMER CONFORMED NAME: Honig Barry R DATE OF NAME CHANGE: 20060818 SC 13G 1 q1101324_bhonig13g-caduscorp.htm Unassociated Document
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G


INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(b)

Cadus Corporation
(Name of Issuer)

Common Stock, par value $0.01 per share
(Title of Class of Securities)

127639102
(CUSIP Number)

November 13, 2013
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 
 Rule 13d-1(b)
   
 X 
 Rule 13d-1(c)
   
 
 Rule 13d-1(d)

 
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 
 
1
 
 
 
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
 
Barry Honig
 
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  
 
(a)
 o
    
 
(b)
 o
    
     
3
 
 
SEC USE ONLY
 
 
  
4
 
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
United States of America
  
 
                              
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
 
5
SOLE VOTING POWER
 
 
527,629
  
6
SHARED VOTING POWER
 
 
        
7
SOLE DISPOSITIVE POWER
 
527,629
            
8
SHARED DISPOSITIVE POWER
 
0
              
9
 
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
527,629
            
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
            
   
 o
                
                     
11
 
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
4.0% (Based on 13,144,040 outstanding as of October 31, 2013)
            
12
 
 
TYPE OF REPORTING PERSON
 
 
IN
            
 
 
 
 
Item 1.
 
(a)
Name of Issuer: Cadus Corporation

(b)
Address of Issuer’s Principal Executive Offices: 767 Fifth Avenue, New York, NY 10153

Item 2.

(a)
Name of Person Filing: The statement is filed on behalf of Barry Honig.

(b)
Address of Principal Business Office or, if none, Residence: 555 South Federal Highway #450, Boca Raton, FL 33432

(c)
Citizenship: United States of America

(d)
Title of Class of Securities: Common Stock, par value $0.01 per share

(e) 
CUSIP Number: 127639102
 
Item 3.
     
 
Not Applicable.
  
 
Item 4.
Ownership.

(a) Amount beneficially owned: 527,629

(b) Percent of class: 4.0% (Based on 13,144,040 outstanding as of October 31, 2013)

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 527,629

(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of: 527,629

(iv) Shared power to dispose or to direct the disposition of: 0

Item 5.
Ownership of Five Percent or Less of a Class.

Not Applicable.

Item 6.
Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable.

Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not Applicable.

Item 8.
Identification and Classification of Members of the Group.

Not Applicable.
 
 
 
 
 
Item 9.
Notice of Dissolution of Group.

Not Applicable.

Item 10.
Certifications.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 
 
 




 
 
 
 
 
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
Date: November 13, 2013

       
   
By: 
/s/ Barry Honig
     
Barry Honig